GUGGENHEIM SECURITIES, LLC

Fintech New York, NY

About

Issuer

Entity type
Limited Liability Company
Jurisdiction
Delaware
Sector
Fintech
Headquarters
New York, NY
Street
330 Madison Avenue
Zip
10017

Offering

Total offering
—
Amount sold
$13.2M
First sale
Apr 1, 2026
Min investment
$0
Securities
Equity
Federal exemption
Rule 3C.1
Investors so far
66

How this filing compares

Other New York filings this week: AG Realty Value Fund XI (A), L.P., AG Realty Value Fund XI (Ontario), L.P., AG Realty Value Fund XI (US), L.P., AG Realty Value Fund XI, L.P., Aquantable Holdings LLC

Leadership

n/a Links Holdings LLC — Executive Officer

Tracy Lowery Whille — Executive Officer

James E. Millstein — Executive Officer

Alan David Schwartz — Executive Officer

Andrew Jon Schwartz — Executive Officer

Kristine M Sirna — Executive Officer

Susan Tsou — Executive Officer

Mark Alan Van Lith — Executive Officer

Filing details

GUGGENHEIM SECURITIES, LLC filed a Form D with the SEC on April 15, 2026.

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